As a result of the years of experience in dealing with bank regulators and law enforcement officials, The Morley Group is in a unique position to design independent audit programs addressing BSA/AML/OFAC systems. Many of our clients have found themselves under regulatory scrutiny, notwithstanding having received "excellent" results from independent audits. Clearly, there has been a breakdown in the scope of independent audits in this crucial area.

The Morley Group has been tasked by provisions of regulatory cease and desist orders to design and oversee comprehensive independent audit programs for client banks. Our programs have been subjected to scrutiny and approval by the regulators in these particular assignments. In conjunction with our BSA/AML/OFAC Assessment Service, we can now provide clients with independent audit programs that should prevent the recurrence of audits with inadequate examination scopes.