The Morley Group has extensive experience in responding to regulatory sanctions. We have been retained as consultants on several protracted engagements arising out of regulatory mandates under regulatory cease and desist orders. One such engagement required the in-depth review of three years of bank transactions to determine if all CTRs and SARs had been properly filed. Another required the re-creation of two years of complex international financing transactions conducted by the international department of a bank.

The Morley Group has also been retained by financial institutions that had discovered suspicious transactions of such magnitude that civil and/or criminal sanctions might be brought. In these circumstances, The Morley Group, drawing upon years of experience both as investigators and as an integral part of criminal defense teams, assisted counsel and the client in fully understanding the transactions, tracing all related transactions to determine the full magnitude of the potential liability, and making presentations to regulators or prosecutors.